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BOOKKEEPING/ACCOUNTING

Brokerage Consulting Group provides bookkeeping and accounting assistance to start-up Broker/Dealers as well as established firms. Our experienced consultants offer a variety of services that help firms maintain proper financial books and records. Some of our services include:

  • Familiarize firms with the fundamentals of brokerage accounting to ensure accurate financial record keeping
  • Help establish a chart of accounts
  • Review financial reports to determine whether they meet FINRA and SEC financial reporting requirements
  • Review clearing firm reports to make certain they include the information necessary to properly record transactions
  • Review daily transactions and determine whether they are being recorded properly
  • Review monthly account reconciliation

Call Brokerage Consulting Group for a more comprehensive list of bookkeeping and accounting services.

 

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 Financial Highlights

Our licensed professional consultants can review your financial statements, calculate your net capital and file your periodic FOCUS reports. With our FINOP service, we're available to you as often as you need us!


 Spotlight On Start-Ups

At BCG, we provide all the compliance services you'll need for a new Broker/Dealer start-up. From state registrations to detailed and fully compliant procedures, our expert staff will guide you through the entire process. Learn more about the start-up process here...