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PURCHASING A BROKER/DEALER If you desire to purchase a Broker/Dealer, or have identified one that you wish to purchase, Brokerage Consulting Group can assist you in the transition process. We maintain a list of Broker/Dealers currently for sale, and will be happy to provide you with contact information. BCG can create the 1017 filings, perform due diligence investigations, and a variety of other services. The 1017 filing for purchasing a Broker/Dealer is very similar to the requirements for starting a new Broker/Dealer. BCG provides these services on an hourly fee basis. For an estimate of time and costs, please contact us today. If you are in the market to sell your existing Broker/Dealer, please contact BCG and we will be happy to provide referrals to our inquiring clients.
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