Purchasing a Broker/Dealer - Brokerage Consulting Group

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PURCHASING A BROKER/DEALER

If you desire to purchase a Broker/Dealer, or have identified one that you wish to purchase, Brokerage Consulting Group can assist you in the transition process. We maintain a list of Broker/Dealers currently for sale, and will be happy to provide you with contact information.

Brokerage Consulting Group can create the 1017 filings, perform due diligence investigations, and a variety of other services. The 1017 filing for purchasing a Broker/Dealer is very similar to the requirements for starting a new Broker/Dealer. Brokerage Consulting Group provides these services on an hourly fee basis. For an estimate of time and costs, please contact us today.

If you are in the market to sell your existing Broker/Dealer, please contact Brokerage Consulting Group and we will be happy to provide referrals to our inquiring clients.


	Start-Up Calculator
	Brokerage Consulting Group has created an online tool for an immediate estimate for the start-up costs of a new broker/dealer. For a free, no obligation estimate, use our Start-Up Cost Estimate Calculator.


	Spotlight On Start-Ups
	At Brokerage Consulting Group, we provide all the compliance services you'll need for a new Broker/Dealer start-up. From state registrations to detailed and fully compliant procedures, our expert staff will guide you through the entire process. Learn more about the start-up process here...